Taiwan New Securities Investment Corporation faces a NT$3.6 million fine from the Financial Supervisory Commission (FSC) following its merger with Yuan Fu Securities. The penalty stems from repeated operational failings and insufficient risk management post-merger. Additionally, the FSC has imposed restrictions on seven of the company’s business operations. These restrictions aim to ensure stability and proper function during the integration process. Taiwan New Securities is now required to increase its capital and allocate funds for provisions. The FSC indicated concerns regarding the firm’s ability to manage risks effectively after the merger. This action underscores increased scrutiny of financial institutions and mergers within Taiwan's financial sector. The move is intended to protect investors and maintain market integrity.

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